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KAPLAN Financial's (formerly Dearborn's Passtrak) Securities Licensing Exam Prep programs have helped thousands of prospective agents and representatives pass their licensing exams on the first try.

The entire system is structured to build knowledge, confidence, and exam-readiness. Each program is extremely efficient, so your time is well-spent. The programs are focused, realistic and relevant—aimed at helping you build knowledge to enhance your pass-rate success.

You may notice that some of the programs are now first editions -- after having been sometimes up to their 19th and even 34th editions.  These first editions are updated versions of those older editions that are now under the Kaplan Financial umbrella.  Rest assured that they are the same successful programs.

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KAPLAN FINANCIAL SERIES 53
Municipal Securities Principal Exam

This exam is for individual who supervise the activities of municipal securities representatives.

EXAM PREREQUISITES:

Representatives must have passed the Series 7 or 52 exam.

THE EXAM:

The Series 53 exam is administered by the NASD and consists of 100 questions. Students are given 180 minutes to complete the exam. The test contains multiple-choice questions. The exam is computer-based but no special computer skills are required. Students are provided with scratch paper, pencil and a simple calculator at the testing center. Students must receive a score of 70% or better to pass.

PREMIER SET
PREMIER SET contains a License Exam Manual,
Drill & Practice CD-ROM
and Practice Final Exams

The License Exam Manual consists of lessons organized to explain the material that the NASD has outlined for the exam.

The manual covers the following topics:

  • Municipal securities administration & registration
  • Customer accounts
  • Sales supervision
  • Origination and syndication of municipal issues
  • Uniform practice
  • Other relevant regulations
  • Glossary
The Drill & Practice CD-ROM complements the License Exam Manual and provides a database of exam-focused questions with a rational for each question that clarifies concepts and improves retention. Also included are multiple practice exams that simulate the actual NASD exam in proportional topic and weighting. 
Practice Final Exams
Regular price: $229.00, Our price: $218.00
DRILL & PRACTICE CD-ROM
Regular price: $124.50; Our price: $118.50
2nd edition, November 2007
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